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"The Seismic Retrofit of Historic Buildings" an Historic Preservation Brief December 1, 2008


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The Seismic Retrofit of Historic Buildings
Keeping Preservation in the Forefront

David W. Look, AIA, Terry Wong, PE,
The Seismic Retrofit of Historic Buildings

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Introduction

Balancing Seismic Retrofit and Preservation

Earthquake Damage to Historic Buildings: Assessing Principal Risk Factors

Putting a Team Together

Planning for Seismic Retrofit: How Much and Where?

Assessing the Cost of Seismic Retrofit

Seismic Strengthening Approaches

Post-Earthquake Issues

Conclusion

Seismic Risk Zones

The Federal Emergency Management Agency (FEMA)

Questions To Ask When Planning Seismic Retrofit

Selected Reading

Glossary

Acknowledgments


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Putting a Team Together

Fiber composite roof
The use of fiber composite materials can enhance the shear capacity of existing structural components. Photo: The Crosby Group.

The two goals of the seismic retrofit in historic buildings are life safety and the protection of older and historic buildings during and after an earthquake. Because rehabilitation should be sensitive to historic materials and the building’s historic character, it is important to put together a team experienced in both seismic requirements and historic preservation. Team members should be selected for their experience with similar projects, and may include architects, engineers, code specialists, contractors, and preservation consultants. Because the typical seismic codes are written for new construction, it is important that both the architect and structural engineer be knowledgeable about historic buildings and about meeting building code equivalencies and using alternative solutions. Local and state building officials can identify regulatory requirements, alternative approaches to meeting these requirements, and if the jurisdiction uses a historic preservation or building conservation code. Even on small projects that cannot support a full professional team, consultants should be familiar with historic preservation goals. The State Historic Preservation Office and the local historic preservation office or commission may be able to identify consultants who have been successful in preserving historic buildings during seismic retrofit work. Once the team has been assembled, their tasks include:

Compiling documentation. The team should review all available documentation on the historic building, including any previous documentation assembled to nominate the structure to the National Register of Historic Places, and any previous Historic Structures Reports. Original plans and specifications as well as those showing alterations through time often detail structural connections. Early real estate or insurance plans, such as the Sanborn Maps, note changes over time. Historic photographs of the building under construction or before and after previous earthquakes are invaluable. Base maps for geological or seismic studies and utility maps showing the location of water, gas, and electric lines should be also identified. The municipal or state office of emergency preparedness can provide data on earthquake hazard plans for the community.

Evaluating significant features and spaces. The team must also identify areas of a historic building and its site that exhibit design integrity or historical significance which must be preserved. It is critical, and a great challenge, to protect these major features, such as domes, atriums, and vaulted spaces or highly decorative elements, such as mosaics, murals, and frescoes. In some cases, secondary areas of the building can provide spaces for additional reinforcement behind these major features, thus saving them from damage during seismic retrofit work. Both primary and secondary spaces, features, and finishes should, thus, be identified.

Assessing the condition of the building and the risk hazards. The team then assesses the general physical condition of the building’s interior and exterior, and identifies areas vulnerable to seismic damage. This often requires a structural engineer or testing firm to determine the strength and durability of materials and connections. A sliding scale of potential damage is established, based on the probability of hazard by locale and building use. This helps the owner distinguish between areas in which repairable damage, such as cracking, may occur and those in which life-threatening problems may arise. These findings help guide cost-benefit decisions, especially when budgets are limited.

Evaluating local and state codes and requirements. Few codes consider historic buildings, but the California State Historical Code and the Uniform Code for Building Conservation provide excellent models for jurisdictions to adopt. Code officials should always be asked where alternative approaches can be taken to provide life safety if the specified requirements of a code would destroy significant historic materials and features. Some jurisdictions require the removal of parapets, chimneys, or projecting decoration from unreinforced masonry buildings which is not a preservation approach. Professionals on the team should be prepared with alternatives that allow for mitigating potential damage to such features while retaining them through reattachment or strengthening.

Developing a retrofit plan. The final task of the project team is to develop a retrofit plan. The plan may require multiple treatments, each more comprehensive than the last. Treating life-safety issues as well as providing a safe route of exit should be evaluated for all buildings. Developing more comprehensive plans, often combined with future rehabilitation, is reasonable. Long-term restoration solutions phased in over time as funding is available should also be considered. In every case, owners and their planning teams should consider options that keep preservation goals in mind.

There are significant advantages of completing a seismic survey and analysis even if resources for implementing a retrofit are not yet available. Once the retrofit plan is finished, the project team will have a document by which to assess future damage and proceed with emergency repairs. If construction is phased, its impact to the whole building should be understood. Some partially completed retrofit measures have left buildings more rigid in one area than in others, thereby contributing to more extensive damage during an ensuing earthquake.


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